واکاوی ماهیت نمایندگی ظاهری در فقه امامیه و حقوق ایران

نوع مقاله : مقاله پژوهشی

نویسندگان

1 دانشجوی دکتری حقوق خصوصی، دانشکده معارف اسلامی و حقوق، دانشگاه امام صادق علیه‌السلام، تهران، ایران.

2 استادیار، گروه حقوق خصوصی، دانشکده معارف اسلامی و حقوق، دانشگاه امام صادق علیه‌السلام، تهران، ایران.

چکیده

«نمایندگی ظاهری» یک فرض حقوقی است که از حیث ماهوی باید آن را یک قرارداد حکمی پنداشت. چه‌اینکه در نمایندگی ظاهری، قانون‏‌گذار و شارع ماهیت ناموجودی یعنی رابطه حقوقی میان اصیل و نماینده ظاهری را در حکم موجود فرض نموده، و آثار آن ماهیت را بر رابطه مفروض مترتب می‌نماید؛ بنابراین در وهله نخست با یک «فرض حقوقی» مواجهیم. از سوی دیگر، ماهیت این فرض حقوقی به‌دلیل انطباق با قاعده اصولی «حکومت»، یک قرارداد حکمی است؛ چرا که قانون‌‏گذار با تصرف در موضوع، رابطه حقوقی معدوم و یا پایان‏‌یافته میان اصیل و نماینده را در حکم رابطه نمایندگی واقعی قرار می‌دهد. این پژوهش که با روش توصیفی تحلیلی و در مقام واکاوی ماهیت نمایندگی ظاهری در فقه امامیه و حقوق ایران صورت گرفته، به این برآیند رسیده است که نمایندگی ظاهری منطبق با ساختار حکومت ایجابی است که این ساختار مصداقی از فرض حقوقی است. قرارداد حکمی به طور کلی ناظر بر وضعیتی است که قانون‌گذار یا شارع، بر خلاف اراده طرفین، وجود قراردادی را مفروض دانسته و یا ماهیت یک قرارداد را در حکم ماهیت قرارداد دیگر دانسته و‌ آثار ماهیت دوم را بر ماهیت نخست مترتب می‌نماید. قراردادی که بر این منوال، و بر مبنای اراده و انشای قانون‌‏گذار اعتبار‏ شده باشد، مبتنی بر قاعده اصولی «حکومت» بوده که تحت عنوان «قرارداد حکمی» شناسایی می‏‌شود.

کلیدواژه‌ها

موضوعات


عنوان مقاله [English]

Analyzing the Nature of Apparent Agency in Imami Jurisprudence and Iranian Law

نویسندگان [English]

  • Hamid Reza Habibi 1
  • Behzad Pourseyyed 2
1 PhD Student in Private Law, Faculty of Islamic Studies and Law, Imam Sadiq University, Tehran, Iran.
2 Assistant Professor, Department of Private Law, Faculty of Islamic Studies and Law, Imam Sadiq University, Tehran, Iran.
چکیده [English]

‌ ∴ Introduction ∴ ‌
The institution of "apparent agency" has become pivotal in contemporary law, especially in commercial contexts, where transaction speed and security are paramount. In agency relationships, where an agent acts on behalf of a principal, apparent agency allows third parties to assume the authority of an agent based on appearances, even if the agent lacks explicit authorization. This principle is a key fixture of common law and aims to protect third parties who rely on the perceived legitimacy of an agency relationship to avoid economic harm.
     Under traditional principles, the validity of contracts and the obligations they create hinge on the intent and agreement of the contracting parties. However, apparent agency shifts this paradigm, requiring the principal to honor contracts made by an unauthorized agent, provided the third party’s reliance on the agent’s authority was reasonable. This legal institution’s ability to bind a principal—despite their lack of intent to confer authority on the agent—challenges foundational concepts in contract and agency law, especially within legal systems where contractual intent is paramount.
     In Iranian law, informed by Islamic jurisprudence (Fiqh), apparent agency is not formally recognized. Despite this, parallels exist in Shi’a legal thought under doctrines like Mudaraba (in the meaning of commandite partnership) and in rulings about sales, where implied agency concepts are occasionally acknowledged. Consequently, this research explores the relevance and potential integration of apparent agency into Iranian law, assessing its compatibility with Shi’a jurisprudence and the requirements of contemporary commerce.
‌ ∴ Research Question ∴ ‌
The study seeks to address the following primary question: To what extent can the doctrine of apparent agency, as developed in common law jurisdictions, be aligned with or integrated into Iranian law and Imami jurisprudence? This question also branches into several sub-questions, including:
     How does the concept of apparent agency differ in its treatment within common law and Islamic jurisprudence?
     What are the fundamental principles and criteria that underlie the recognition of apparent agency in common law systems?
     Can apparent agency be reconciled with the doctrinal positions of Iranian law and Imami jurisprudence, particularly given the priority placed on contractual intent?
‌ ∴ Research Hypothesis ∴ ‌
This research operates on the hypothesis that, although apparent agency does not have an established place in Imami jurisprudence or Iranian legal doctrine, it may be a necessary adaptation for modern Iranian commerce. Given that the principles of Islamic law emphasize mutual intent in contract formation, apparent agency challenges these principles by imposing liability on principals based on third-party reliance rather than the principal’s expressed intent. The hypothesis posits that through careful doctrinal analysis, it is possible to identify a conceptual basis for apparent agency within Iranian law, specifically by interpreting relevant legal doctrines and precedents in ways that align with the demands of modern commerce.
‌ ∴ Methodology & Framework, if Applicable ∴ ‌
This research adopts a doctrinal methodology, characterized by an in-depth analysis of statutory texts, legal doctrines, and jurisprudential writings, with a comparative approach focusing on common law precedents. The research is structured into several stages: Literature Review, Jurisprudential Analysis, Comparative Analysis and Doctrinal Synthesis and Interpretation.
‌ ∴ Results & Discussion ∴ ‌
The investigation into the nature and applicability of apparent agency within Iranian law and Imami jurisprudence reveals several significant insights. Primarily, apparent agency aligns with certain principles in Usul al-Fiqh, particularly the principle of Hokumat (Governance), which supports its conceptualization as a “deemed contract.” Through Hokumat, the apparent agency is recognized as a legally constructed relationship, despite the absence of an actual, mutual agency agreement between principal and agent. Hokumat thus provides a basis for interpreting apparent agency as a functional equivalent to real agency, making it plausible for Iranian law to adopt apparent agency principles while remaining consistent with Islamic jurisprudential values.
     The principle of Hokumat operates by allowing one rule (the governing rule) to dominate or redefine another (the governed rule), particularly where legal outcomes align with broader societal or legal goals. This research identifies four critical aspects of Hokumat relevant to apparent agency:
     The primacy of the governing rule (here, apparent agency) over the governed rule (the conventional agency structure),
     The shared legislative source of both rules, which harmonizes apparent agency with foundational Islamic legal principles,
     The clear delineation of the governing rule to prevent interpretive ambiguity in its application to real and deemed contracts, and
     The governing rule’s supervision over the governed rule, establishing apparent agency as a structured exception in specific legal contexts.
     These four dimensions of Hokumat underscore the alignment of apparent agency with the jurisprudential framework. In the context of commercial law, this alignment is crucial, as it allows third-party reliance on agency relationships based on appearance rather than explicit authority to fulfill the objectives of transactional security and efficiency.
     Moreover, apparent agency operates as a legal presumption in the sense that it allows for the establishment of a contract contrary to the factual intentions of the principal and agent, thereby satisfying necessary legal outcomes. This presumption posits that although the agency relationship may not exist in reality, it is "deemed" to exist to apply legal effects and protect the interests of third parties. The legal presumption thus supports the interests of transactional certainty, bridging gaps between the real and apparent intentions of agency participants.
     Further examination of apparent agency reveals key substantive elements that characterize it within the framework of a deemed contract. From a legal presumption perspective, the elements include:
     Falsity: The assumed relationship may not reflect the true will of the principal or agent,
     Conclusiveness: The assumption is binding and provides finality for third-party transactions,
     Irreversibility: The effects of the apparent agency are legally non-negotiable,
     Legality: The presumption holds legal force despite the lack of an actual agency agreement.
     From the deemed contract perspective, apparent agency includes additional components:
     Obligatory and coercive effects: Legal effects are imposed without negotiation, akin to real agency,
     Absence of a true agency relationship: A real agency relationship does not exist between the parties, and the deemed effects do not require such a basis,
     Expansion of agency concepts: The nature of real agency is extended to the apparent relationship.
     Together, these elements reveal that apparent agency is structured in a way that allows it to serve as a deemed contract within Iranian law and Islamic jurisprudence, fulfilling both legal objectives and practical needs in commercial contexts. Consequently, Iranian law may benefit from recognizing apparent agency as a means to balance commercial reliability with adherence to Usul al-Fiqh principles.
‌ ∴ Conclusion ∴ ‌
This research concludes that apparent agency operates as a specific type of deemed contract within the structure of Iranian law, grounded in the principle of Hokumat. Apparent agency, in this sense, is not an isolated construct but rather a calculated legal presumption, deliberately designed to impose the effects of real agency onto a relationship that is only assumed to be genuine. This approach maintains the flexibility necessary for commercial law while adhering to Islamic jurisprudential values.
     Through the Hokumat principle, Iranian law can adapt the structure of apparent agency to accommodate modern commercial demands. This is achieved by permitting third-party reliance on agency appearances in the absence of explicit agency, thus safeguarding transactional security and reliability. Furthermore, by integrating apparent agency within the doctrine of deemed contracts, Iranian law can leverage the underlying Usul al-Fiqh concepts to justify apparent agency as a legitimate and valuable construct for modern transactions.
     The findings affirm that the deemed contract, as grounded in Hokumat, offers a feasible basis for apparent agency. This conclusion suggests a path for Iranian law to embrace apparent agency within commercial legal contexts, enabling enhanced protection for third parties while preserving doctrinal coherence. In essence, apparent agency, as a form of deemed contract, aligns with Iranian legal principles and offers substantial utility in promoting trust and efficiency in commercial interactions. This integration would establish a robust framework for managing agency-based transactions and reinforce confidence in the broader legal system.

کلیدواژه‌ها [English]

  • Apparent Agency
  • Deemed Contract
  • Legal Presumption
  • Hokumat